Brokerage Operations Specialist: Client & Advisor Support
Job in
Lexington, Fayette County, Kentucky, 40598, USA
Listed on 2026-07-21
Listing for:
Central Bank
Full Time
position Listed on 2026-07-21
Job specializations:
-
Finance & Banking
Wealth Management, Financial Sales, Financial Advisor / Consultant
Job Description & How to Apply Below
Central Investment Center in Lexington, KY seeks a Registered Operations Specialist to support Financial Advisors with sales and administrative duties. The role involves processing trades, preparing client materials, and maintaining client communications in line with FINRA guidelines.
Requires a Bachelor's degree or equivalent, FINRA licenses (Series 7/63; 24 preferred), and 2+ years in brokerage. Licenses preferred include Life Insurance.
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