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Fraud Investigations Manager – At-Risk Supervision
Job in
Lincoln, Providence County, Rhode Island, 02865, USA
Listed on 2026-07-13
Listing for:
Jobtailor
Full Time
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Financial Crime, Regulatory Compliance Specialist
Job Description & How to Apply Below
- Lead end-to-end investigations of suspected or confirmed fraud and At‑Risk client scenarios.
- Assess transactional activity, account behavior, client interactions, and supporting documentation.
- Manage a complex and high‑risk case portfolio, prioritizing based on severity.
- Produce clear, defensible investigative narratives and case documentation.
- Recommend and execute appropriate remediation actions.
- Identify and manage At‑Risk Persons and vulnerable client scenarios.
- Conduct client and associated party outreach when appropriate.
- Maintain a strong working knowledge of fraud typologies, financial crimes risk, and supervisory frameworks.
- Drive effective communication and transparency across partners.
- Active FINRA licenses required (Series 7 and 66 or equivalent; Series 9/10 or 24 required or to be obtained within a defined timeframe).
- Demonstrated experience (3+ years) or training/knowledge in domains of fraud investigations and review, or supervisory functions within financial services.
- Proven ability to conduct end-to-end investigations.
- High degree of attention to detail, organizational effectiveness, and personal ownership.
- Demonstrated ability to make risk-based decisions under uncertainty.
- Experience operating within a high-volume case management environment.
- Strong communication and interpersonal skills.
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