Registered Client Service Associate

Registered Client Service Associate

Little Rock, Arkansas, United States

$ 70,000. (US Dollar)

About the job Registered Client Service Associate

Arkansas Talent Group is partnering with a leading private wealth advisory firm recognized by Forbes to help them find a Registered Client Service Associate in Little Rock, AR. This is a new role due to growth and offers a detail-oriented individual with a passion for financial planning to join the team and play a crucial role in delivering exceptional financial solutions to clients.

Duties will include:

• Build and maintain client relationships by addressing inquiries and supporting financial advisors
• Assist in preparing financial plans
• Facilitate fund transfers, execute trades, and process transactions efficiently
• Organize client meetings, including scheduling, documentation, and updating Salesforce
• Ensure accurate completion and submission of new business paperwork, including compliance and tracking
• Address account inquiries and escalate issues to financial advisors when necessary
• Adhere to compliance standards and maintain confidentiality
• Provide general administrative support, including handling calls, processing expense reports, and document management

Ideal candidate will possess:

• Bachelor's degree preferred, ideally in a finance-related discipline
• 3+ years related experience
• Series 7 licensed required
• Series 66 license required (or Series 63 and Series 65 in lieu of Series 66)
• Excellent analytical and problem-solving skills
• Strong attention to detail and ability to work in a fast-paced environment
• Exceptional written and verbal communication skills

Benefits:

• Competitive compensation, plus uncapped bonus opportunity
• Comprehensive health, dental, and vision insurance
• 401(k) Safe Harbor plan and profit share
• Paid time off (PTO)