Risk and Control Specialist – Bank Operations

Responsibilities

• Support the execution of the Bank Operations’ Risk & Control Programs, including Process Criticality & Inherent Risk Assessments (PCIRA), Risk & Control Self-Assessment (RCSA), and control testing.
• Assist in ensuring controls align with internal policies and external regulatory expectations to assess Bank Operational risks and controls and identify potential gaps or improvement opportunities.
• Support issue management and remediation and assist in reviewing and validating control remediation to ensure issues are effectively addressed.
• Support and execute regulatory reporting and compliance activities, including AML, FATCA/CRS, and other regulatory requirements.
• Support internal and external audits, SOX testing, and regulatory examinations, including responding to inquiries, coordinating evidence, and supporting walkthroughs.
• Support review of control reports and access management tasks.
• Build strong relationships across Bank Operations and partner teams to enable effective risk management and governance practices.

• 3-5 years of experience in Risk or Audit, Operations, or Business Support within a financial services environment.
• Strong understanding of operational risk, internal controls, and regulatory expectations (e.g., AML, SOX, access controls).
• Strong analytical, problem-solving, and investigative skills with attention to detail.
• Strong written and oral communication skills, ability to effectively communicate ideas and recommendations.