Regulatory Reporting Analyst: Impact & Compliance
Job in
Lone Tree, Douglas County, Colorado, 80124, USA
Listed on 2026-08-20
Listing for:
Aquent
Full Time
position Listed on 2026-08-20
Job specializations:
-
Finance & Banking
Financial Reporting, Regulatory Compliance Specialist
Job Description & How to Apply Below
Aquent is seeking a highly capable regulatory reporting professional to join a leading financial services firm in the Denver area. You will support meticulous preparation, filing, and review of regulatory reports for a broker-dealer and a futures/FX entity, ensuring accuracy and compliance with industry standards.
You will review and prepare SEA Rule 15c3-3 and 15c3-1 computations, analyze the FO CU S report, and assess the impact of new client initiatives on filings.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×