More jobs:
Senior Auditor, Financial Services Risk & Compliance
Job in
Lone Tree, Douglas County, Colorado, 80124, USA
Listed on 2026-09-09
Listing for:
Charles Schwab
Full Time
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Financial Compliance, Auditor Accountant -
Accounting
Financial Compliance, Auditor Accountant
Job Description & How to Apply Below
The Charles Schwab Corporation’s Internal Audit Department seeks a Senior Auditor (Senior Specialist) for the Broker-Dealer/Asset Management enterprise team. The role covers audit execution, risk assessment, and issue validation across client-facing activities, asset management, and back-office functions.
Reporting to a Director or Senior Manager, you will mentor teammates, manage audit status and budgets, and contribute to governance improvements within a complex regulatory environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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