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Senior Compliance Monitoring & Governance Analyst

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: RBC Capital Markets, LLC
Full Time position
Listed on 2026-07-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Business
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 77000 - 143000 USD Yearly USD 77000.00 143000.00 YEAR
Job Description & How to Apply Below

RBC Capital Markets, LLC, located in Los Angeles, is seeking a Compliance Monitoring Program Analyst to support its Compliance Monitoring Program. This position focuses on governance routines, compliance requirements, and quality assurance across teams.

Qualified candidates should have 5-7 years of experience in financial services compliance and the ability to enhance monitoring processes.

The role offers a salary between $77,000 and $143,000, reflecting competitive compensation and potential performance bonuses.

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Position Requirements
10+ Years work experience
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