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Risk Manager/Analyst Financial Compliance

Senior Manager, Regulatory Audit & Compliance Issues

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: RBC Capital Markets, LLC
Full Time position
Listed on 2026-03-12
Job specializations:
  • Management
    Risk Manager/Analyst
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Los Angeles is seeking a Senior Manager of Internal Audit to oversee regulatory issues management. The ideal candidate must have at least 5 years of experience in internal audit within financial services, with strong skills in project management and regulatory compliance. This position involves tracking and reporting audit teams' results, collaborating with stakeholders, and providing status updates to senior management.

The firm offers a competitive compensation package and a dynamic work environment.
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Position Requirements
10+ Years work experience
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