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Hybrid Lead Compliance Analyst — Regulatory Testing & Oversight
Job in
Iowa, Calcasieu Parish, Louisiana, 70647, USA
Listed on 2026-08-08
Listing for:
Transamerica Corporation
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Transamerica Corporation is seeking a Lead Compliance Analyst to drive testing, monitoring, and regulatory oversight for a broker-dealer, registered investment adviser, and insurance agency across multiple U.S. locations.
You will apply FINRA, SEC, and Advisers Act requirements to evaluate controls and identify risk.
Required:
Bachelor’s degree, five years in regulatory compliance, FINRA Series 7/24 (or able to obtain), strong communication, and MS Office proficiency.
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