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Compliance Officer: Wealth Management & Advisor Oversight
Job in
New Orleans, Jefferson Davis Parish, Louisiana, 70123, USA
Listed on 2026-08-24
Listing for:
NewEdge Capital Group LLC
Full Time
position Listed on 2026-08-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
New Edge Capital Group is hiring a Compliance Officer in New Orleans, LA. The role involves supervising advisor practices, ensuring regulatory compliance, and coordinating with the Chief Compliance Officer. Hybrid in-office work with potential remote consideration.
Requirements include 2–3 years in securities compliance, a Bachelor's degree, and a Series 65 license, plus proficiency with MS Office, Orion, and Salesforce. Travel is limited to under 5%.
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