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Hybrid Compliance Officer – Wealth Management
Job in
New Orleans, Jefferson Davis Parish, Louisiana, 70123, USA
Listed on 2026-08-31
Listing for:
NewEdge Advisors
Full Time
position Listed on 2026-08-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
New Edge Advisors, LLC seeks a Compliance Officer in New Orleans, LA with 2–3 years in securities compliance. Hybrid in-office work; remote options may be considered. You will supervise advisor practices, develop procedures, and partner with the CCO to ensure regulatory obligations are met.
The role requires a Series 65, a Bachelor’s degree, and strong knowledge of regulatory compliance. You’ll interact with broker-dealers and support the firm’s advisory platform.
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