Compliance Officer: Wealth Management & Advisor Oversight
Listed on 2026-10-07
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Finance & Banking
Wealth Management, Regulatory Compliance Specialist, Financial Compliance
New Edge Capital Group is hiring a Compliance Officer in New Orleans, LA. The role involves supervising advisor practices, ensuring regulatory compliance, and coordinating with the Chief Compliance Officer. Hybrid in-office work with potential remote consideration.
Requirements include 2–3 years in securities compliance, a Bachelor's degree, and a Series 65 license, plus proficiency with MS Office, Orion, and Salesforce. Travel is limited to under 5%.
Join us at New Edge Capital Group LLC as our next Compliance Officer:
Wealth Management & Advisor Oversight in New Orleans, LA, United States.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Compliance Officer:
Wealth Management & Advisor Oversight role in the description above.
We appreciate your interest in this position.
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