Hybrid Compliance Surveillance Lead - Securities & Insurance
Job in
Iowa, Calcasieu Parish, Louisiana, 70647, USA
Listed on 2026-08-07
Listing for:
Transamerica Corporation
Full Time
position Listed on 2026-08-07
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Transamerica Corporation in a hybrid office setup (Denver, Cedar Rapids, Baltimore, Philadelphia) seeks a Compliance Manager - Surveillance to lead and advance surveillance programs across securities and insurance distribution channels for broker-dealer, RIA, and insurance agencies. You will set strategic direction, oversee complex reviews, and drive risk-based analytics and reporting.
The role requires strong leadership, regulatory knowledge, and collaboration with supervision teams to
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