Director, Compliance Strategy & Risk Leadership
Job in
Iowa, Calcasieu Parish, Louisiana, 70647, USA
Listed on 2026-08-13
Listing for:
Principal Financial Services, Inc.
Full Time
position Listed on 2026-08-13
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Principal Financial Services, Inc. is looking for an Assistant Director – Compliance to lead the compliance team at Principal Funds Distributor, Inc. (PFD) and Principal Securities, Inc. (PSI). This role includes evaluating workflows, providing compliance consultation, and maintaining regulatory compliance in various business areas.
You will develop a strategic vision for the practice group, manage compliance staff, and ensure operational efficiency. A Bachelor's degree and 8+ years of relevant experience are required.
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