Consultant , Compliance; Hybrid

At Tru Stage, we’re on a mission to make a brighter financial future accessible to everyone. We put people first, and work hand in hand with employees and customers to create a diverse and inclusive environment. Passionate about building insurance and financial services solutions, we push the boundaries of what’s possible. We need you to help us shape what’s next. You’ll be encouraged to share your experiences, ideas and skills to help others take control of their financial future.

Join a team that has received numerous awards for being a top place to work:
Tru Stage awards and recognition

This position is responsible for delivering high quality compliance services to clients. Services include research, analysis and training/education on compliance issues in order to meet our business objectives. This role is also responsible for collaborating, educating and advising our business partners on risk identification and mitigation strategies.

• Requires in-depth knowledge and experience.
• Acts as a resource for colleagues with less experience; may lead small projects with manageable risks and resource requirements.
• Uses best practices and knowledge of internal or external business issues to improve products or services.
• Solves complex problems; takes a new perspective using existing solutions and approaches changes with flexibility.
• Works independently, receives minimal guidance.
• Acts as a resource for colleagues with less experience.
• Proactively assess and monitor programs, processes and initiatives as they relate to ethics/compliance.
• Actively identify risks to the business, products, work and associates.
• Perform complex compliance reviews, enterprise assessments and policy/procedure reviews to ensure clarity, applicability and compliance with applicable law.
• Provide technical analysis of existing and pending legislative activities.
• Review service products, marketing materials and business processes for compliance.
• Provides strategic direction in the preparation of regulatory filings and/or forms in order to meet business needs and comply with the substance and language requirements of regulatory authorities in all states.
• Develop and implement training/education programs.
• Regulatory Response Support The Compliance Consultant, Regulatory Response Support, provides compliance support across life insurance, preplanning, AD&D and legacy health, annuities, lending payment protection products, and Commercial P&C products.
• The position serves as a peer resource to product-aligned Compliance Consultants and assists with regulatory examinations, data calls, regulatory inquiries, audits, and complaint responses during periods of increased workload, major examinations, staff transitions, or other resource-intensive activities.
• This role is intended to develop broad insurance regulatory response expertise across multiple product lines while providing flexible support to compliance teams as business needs evolve.
• Partner with business, operations, data, and technology teams to understand how information is obtained, created, stored, transformed, and reported across the organization, and leverage that knowledge to support regulatory response activities and development of proactive compliance monitoring.
• Assist product Compliance Consultants with market conduct examinations, audits, regulatory inquiries, surveys, and information requests, including drafting response narratives, summaries, and exhibits.
• Serves as a flexible resource that can be deployed where regulatory workload is greatest and works directly with business partners, including business office, administrative office and enterprise information & technology to collect and organize responsive information: gather data,…