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Regulatory Compliance Specialist Financial Compliance Financial Services Risk Manager/Analyst

Senior Regulatory Review & Compliance Analyst

Job in Manchester, Hillsborough County, New Hampshire, 03103, USA
Listing for: TD
Full Time position
Listed on 2026-02-17
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Financial Services, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial institution is seeking a Principal Review Analyst in Manchester, NH. This role involves regulatory oversight and analysis of trade activities to ensure compliance with FINRA and SEC standards. The ideal candidate will have at least 5 years of brokerage experience and possess required FINRA certifications. Benefits include competitive compensation and opportunities for professional development. Join us to further your career in a dynamic environment focused on client experience.
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Position Requirements
10+ Years work experience
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