Paraplanner Associate

Benefits

• 401(k)
• 401(k) matching
• Bonus based on performance
• Company parties
• Competitive salary
• Paid time off

The Paraplanner Associate works closely with the Lead Financial Advisors, is involved in all aspects of the business and takes a critical role in the growth of the practice. The Paraplanner supports the Advisor in preparing for Client meetings, developing customized personal Financial Plans for new and existing Clients and delegates follow up items to the Team. The ideal candidate is highly motivated, detail oriented and able to communicate effectively and efficiently with Clients.

• Collaboration with other team members
• Address financial planning related questions from clients
• Monitor the work that other departments complete for mutual clients to ensure it is in line with client’s overall financial plan
• Gather and input client financial information into eMoney
• Manage Precise FP, a data gathering tool that works with eMoney
• Assist clients with using Precise
  
  FP and Wealth Vision
• Talk with each client before their advisor meeting to ensure financial data is complete and accurate
• Note any questions or concerns clients have during phone call and communicate this with advisor
• Performs analysis of information received
• Provide positive and professional service to clients
• Build and maintain a relationship with clients
• Maintain updated client information and notes in CRM, to ensure integrity of database
• Be prepared to communicate client financial plans, questions, and any pertinent situations that may impact clients’ financial plans during the weekly planning meetings with advisors
• Maintain and improve existing Financial Planning processes

A 4-year degree with an emphasis in Finance, Financial Planning, or Economics AND/OR 1–5+ years of experience in wealth management, RIA operations, or financial planning

Strong understanding of key financial planning concepts - i.e. differences between Traditional vs. Roth IRAs, tax impacts, contribution rules, and common planning strategies

• Series 7 and/or Series 65 licenses (or willingness to obtain)
• Experience in a technical paraplanner, analyst, or senior analyst role
• Familiarity with alternative investments and subscription platforms
• Desire to pursue CFP down the road (not required)
• Prior experience in a growing or boutique RIA environment

• Proactive, accountable, and committed to doing work with excellence.
• Curious and eager to learn deeper planning and investment workflows.
• Positive energy and eagerness to contribute to a fast-moving entrepreneurial team.
• High integrity and a genuine desire to help clients succeed.

Job Type: Full-time

Pay: $55,000-$75,000 Salary

Expected hours: 40 per week

Work Location:

In person, Maple Grove

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, our employee package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, and more.

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC.