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Regulatory Reporting Lead — FOCUS, SEC/FINRA Expert
Job in
Maple Grove, Hennepin County, Minnesota, 55311, USA
Listed on 2026-08-16
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor in Minnesota is seeking a seasoned Regulatory Reporting Lead to own end-to-end FOCUS filings and associated schedules, ensuring compliance with SEC and FINRA rules. You will oversee net capital computations, reserves, and complex area reviews while guiding a team of analysts.
The role requires deep regulatory knowledge, prior leadership experience, and the ability to coordinate with audits and exams. A CPA and FINRA Series 27 are highly preferred.
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