Senior Regulatory Compliance Analyst

Position: Senior Regulatory Compliance Analyst at TD
Join TD's Business Banking Governance & Control team in Toronto as a Senior Regulatory Compliance Analyst. This pivotal role focuses on AML compliance and governance testing.

You will report to the Manager and provide vital support in managing risks and ensuring compliance. As a subject matter expert, your responsibilities will include executing governance activities and quality testing, while also offering specialized guidance to management. The ideal candidate will exhibit strong decision-making and analytical skills, playing a key role in enhancing business processes and mitigating compliance risks.

Key Responsibilities:

• Manage governance control programs across business areas

• Lead refresh of AML and periodic compliance controls

• Oversee risk incident intake and resolution tracking

• Deliver expertise in business banking regulatory standards

• Conduct thorough governance and control testing

Requirements:

• At least 7+ years of experience in a related field

• Background in AML, Audit, or Regulatory Compliance

• Detail-oriented with excellent communication skills

• Strong judgment and relationship-building abilities

• Advanced proficiency in MS Excel

Contribute to effective compliance strategies and governance at TD in Toronto.
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