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Senior Trade Compliance & Account Review Analyst
Job in
Marlton, Burlington County, New Jersey, 08053, USA
Listed on 2026-08-02
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor in Marlton, NJ seeks an experienced broker/dealer compliance professional to ensure FINRA and SEC adherence. You will review new accounts, approvals for trades, and managed-account documentation, while coordinating annual reviews and regulatory requests.
The role requires 5+ years in brokerage, FINRA licenses (7, 24, 63/65 preferred), and a life/health license. Strong MS Office and trading platform skills, plus multitasking and problem-solving in a fast-paced environment are essential.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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