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Regulatory Compliance Specialist

Senior Trade Surveillance Risk Specialist

Job in McLean, Fairfax County, Virginia, USA
Listing for: Capital One
Full Time position
Listed on 2026-02-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Senior Risk Associate for their trade surveillance program. The ideal candidate will have a bachelor's degree or military experience, and at least three years of compliance trade surveillance experience. Responsibilities include reviewing trade alerts, updating procedures, and ensuring data accuracy within the Validus platform. The position also requires strong analytical and communication skills, plus a FINRA Series 7 license.

This role offers a competitive salary and a comprehensive benefits package.
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Position Requirements
10+ Years work experience
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