Senior Trade Surveillance Investigator
Job in
McLean, Fairfax County, Virginia, USA
Listed on 2026-08-22
Listing for:
Capital One
Full Time
position Listed on 2026-08-22
Job specializations:
-
Security
Job Description & How to Apply Below
Capital One in McLean, VA seeks a Trade Surveillance Principal Associate to execute and enhance its market-conduct surveillance program for BD and SD businesses. You will supervise daily surveillance, lead investigations into complex trading activity, and ensure compliance with SEC, FINRA, CFTC, and NFA requirements.
The role demands strong analytical and investigative capabilities across exchange-traded futures, commodities, and related asset classes, with a track record of handling high-stakes
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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