More jobs:
Hybrid Regulatory Reporting Analyst; CAT/CAIS
Job in
Memphis, Shelby County, Tennessee, 37544, USA
Listed on 2026-02-06
Listing for:
Raymond James
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Analyst, Risk Manager/Analyst, Financial Reporting -
Business
Regulatory Compliance Specialist, Financial Analyst, Risk Manager/Analyst
Job Description & How to Apply Below
A financial services firm in Memphis, TN, is seeking a Regulatory Operations Analyst. This role involves overseeing non-financial regulatory reporting and ensuring compliance with industry rules. Candidates should have experience in regulatory environments, attention to detail, and proficiency in Microsoft Office. Required certifications include SIE and Series 99. The position offers a hybrid work schedule with significant collaboration across departments.
Join a company that values integrity and professional growth.
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