Hybrid Regulatory Operations Analyst; SEC/FINRA
Job in
Memphis, Shelby County, Tennessee, 37544, USA
Listed on 2026-02-28
Listing for:
TEKsystems
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading staffing organization is seeking an Operations Control Analyst based in Memphis, TN. This hybrid role involves safeguarding client assets and ensuring compliance with SEC and FINRA regulations. Key responsibilities include monitoring compliance requirements, supporting regulatory reports, and collaborating with teams for operational improvements. Candidates should have strong analytical skills, a background in brokerage operations, and proficiency in financial regulations.
Benefits include medical coverage, 401(k) plans, and PTO.
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