Fixed Income Operations Advisor

** Essential Duties and Responsibilities*
* - Assist in creating, enhancing, and maintaining the infrastructure to support business operations

within Fixed Income Capital Markets.

- Stays up to date with evolving regulatory changes and market events impacting the business

- Interprets and applies organizational policies and procedures.

- Coordinates the preparation of special analyses and information reports for management

- Participates in establishing objectives and developing processes and procedures to ensure

efficient and timely workflow.

- Performs periodic reporting on work progress, project completions and additional ad-hoc reporting

as needed.

- Balances conflicting resource and priority demands.

- Operates standard office equipment and uses required software applications.

- Performs other duties and responsibilities as assigned.

** Knowledge of*
* - Fundamental concepts, principles, and process of Fixed Income regulatory requirements and needs.

- Investment concepts, practices and procedures used in the securities industry.

- Principles of banking and finance operations.

- Operations and systems in assigned functional area.

- Financial markets and products.

** Skill in*
* - Organization

- Attention to detail

- Interpreting and applying policies and procedures.

- Implementing processes and procedures for efficient and timely workflow.

- Preparing management reports.

- Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.

- Operating standard office equipment and using required software applications.

** Ability to*
* - Use analytical and critical thinking skills in reading, interpreting, analyzing and applying information from legal documentation and references.

- Balance conflicting resource and priority demands.

- Maintain currency in assigned area of responsibility.

- Partner with other functional areas to accomplish objectives.

- Performs a variety of operations procedures within Fixed Income.

- Read, interpret, analyze and apply information from job-related publications.

- Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.

- Communicate effectively, both orally and in writing.

- Work independently as well as collaboratively within a team environment.

- Establish and maintain effective working relationships at all levels of the organization.

** Educational/Previous Requirements*
* - Bachelor's Degree in Business Administration or other discipline related to assigned functional area and a minimum of two (2) to five (5) years' experience in assigned function,

- OR ~

- An equivalent combination of education, training or experience.

** Licenses/Certifications*
* - SIE required provided that an exemption or grandfathering cannot be applied.

- Paralegal certification preferred but not required.

- Series 24 preferred but not required.

- Series 7/Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent.

** Travel Required*
* Yes, 5 % of the Time