Specialist Lead, Risk and Compliance Services; Personal Consultation

Are you interested in working on the cutting edge of regulatory compliance? Are you focused on helping others comply with regulations and policies? Are you passionate about research and subject‑matter expertise in a professional services environment? The Independence & Conflicts Network (ICN) Personal Consultation team may be the right fit for you. As a Specialist Lead, Risk and Compliance Services (Personal Consultation), you will help audit engagement teams and Deloitte professionals address auditor independence rules, regulatory standards, and Deloitte independence policies.

• Working closely with ICN Managers, Partners, Managing Directors, and engagement Responsible Parties to assist audit engagement teams and Deloitte US professionals with compliance with regulatory independence rules/standards and Deloitte independence policies
• Performing research and analysis involving financial relationships, employment relationships, and corporate entity structures, including affiliate relationship assessments for financial institutions
• Documenting independence analyses and conclusions and developing guidance on emerging independence topics to support consistent, fact‑based consultations
• Owning and managing projects that may include leadership reporting, due diligence analysis, reconciliations, and process improvement recommendations
• Serving as a technical resource for ICN teams by preparing training materials, conducting training sessions, reviewing junior team members' work product, and identifying opportunities to mitigate risk and promote compliance

Required:

• Bachelor's degree, in accounting, finance, or business administration
• 5+ years of relevant experience
• Experience in managing and supervising a team
• Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
• Limited immigration sponsorship may be available

Preferred:

• Experience supporting auditor independence or conflict consultation processes
• Experience interpreting rules or standards issued by regulators or professional standard‑setting bodies
• Experience analyzing corporate entity structures and affiliate relationships
• Proficiency in Microsoft Office products, including Excel, Word, and Power Point
• Familiarity with financial services, investments, and an understanding of common financial instruments is a plus

You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.