Wealth Advisor II​/III

Provide individualized, highly strategic investment consulting to members of ICCU. Develop ongoing financial planning with member focus to help accomplish their goals. Partner with a skilled team on credit and other financial services to offer a full array of solutions to members and prospects. This role may also provide opportunity for expanded responsibilities supporting members with more complex financial needs in partnership with other internal teams.

• Deliver exceptional member service in accordance with ICCU and ICCU Wealth Management standards.
• Engage with members both in person and virtually, nurturing new client relationships and managing existing ones.
• Provide comprehensive financial planning and investment advice to members.
• Service existing clients and perform periodic reviews of their financial plans and investments.
• Document the appropriateness of investment recommendations and evaluate risk tolerance.
• Stay informed about regulations impacting Financial Planning, Securities, and Insurance products.
• Maintain accurate and up-to-date client records as required by federal, state, broker/dealer, and IC CU WM standards.
• Refer members to the Credit Union for their deposit and loan needs.
• Always comply with FINRA Rules of Fair Practice.
• Be available for travel as needed.
• Conduct market research to identify trends and opportunities for client investment strategies.
• Collaborate with team members to develop innovative financial solutions for clients.
• Participate in continuing education programs to maintain professional certifications and licenses.
• Assist in the development and implementation of marketing initiatives to promote financial planning services.
• Mentor junior advisors and provide guidance on complex financial planning issues, as requested.
• Develop and implement advanced investment strategies for clients with more complex financial needs.
• Depending on experience and business need, may have opportunity to support high-net-worth members with complex needs in partnership with Private Client, Business Relationship, and Commercial teams.
• At more senior levels, may assist with advisor development, strategic initiatives, and external relationship-building opportunities.
• Develop integrated wealth strategies addressing investments, retirement, tax-efficient planning, insurance, estate planning, charitable giving, and wealth transfer objectives.
• Manage or establish a book of business with recurring commensurate revenue.
• Other duties as assigned.

• Bachelor’s degree in a relevant field required.
• Experience as a financial or investment advisor required.
• For Wealth Advisor II, 3–6 years of relevant advisor experience is required.
• For Wealth Advisor III, 7+ years of relevant advisor experience is required.
• FINRA Series 7 plus 63 and 65 or 66 securities licensing required.
• State of Idaho , Washington and Arizona Life, Health, and Disability Insurance licenses required.
• CFP preferred for Wealth Advisor III.
• Experience in a financial institution environment preferred.
• Must maintain a high standard of work ethic and relationships with members and team members.
• Highly self-motivated, creative, goal-oriented, and results-driven with an entrepreneurial spirit.
• Must be able to deliver a unique member experience and build strong relationships with members.
• Must comply with FINRA and SEC guidelines and regulations.
• Must be professional in appearance, attendance, quality, and quantity of work performed.
• Ability to work under pressure and through conflicting situations is essential.
• Must be willing to comply with the Bank Secrecy Act and USA Patriot Act as implemented by ICCU.

Must maintain a high standard of work ethic and relationships with members and team members.…