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Compliance Officer: Corient
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-02-17
Listing for:
National Society of Compliance Professionals
Full Time
position Listed on 2026-02-17
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Overview
This position will be responsible for the regulatory reporting of three registered investment advisers, including 13F, 13D&G, 13H, Form PF, Form NPX, etc. The candidate will ensure data meets compliance and will have the opportunity to create processes and standards, in addition to ensuring accurate timing filings.
Responsibilities- Regulatory reporting of three registered investment advisers.
- Ensure data meets compliance for 13F, 13D&G, 13H, Form PF, Form NPX, etc.
- Create processes and standards.
- Ensure accurate timing of filings.
Miami, FL
CompanyCorient
To apply:
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