More jobs:
Senior Compliance Executive: Broker-Dealer & Advisory
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-07-11
Listing for:
StoneX Group
Full Time
position Listed on 2026-07-11
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
StoneX Group seeks a Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. You will help design, implement, and oversee compliance programs across broker‑dealer and investment advisory operations, working with cross‑functional teams to ensure regulatory alignment and effective controls.
The role requires strong writing and communication skills, advanced analytical abilities, and hands‑on experience with regulatory reporting, including Form CRS, Form
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×