More jobs:
Email Surveillance Principal, Broker-Dealer
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-08-30
Listing for:
StoneX Group
Full Time
position Listed on 2026-08-30
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory team.
The position requires 2+ years in broker-dealer supervision, appropriate licenses (Series 7, 24, 63), and strong communication skills.
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