Senior Compliance Executive: Broker-Dealer & Advisory
Listed on 2026-10-07
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Business
Regulatory Compliance Specialist
StoneX Group seeks a Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. You will help design, implement, and oversee compliance programs across broker‑dealer and investment advisory operations, working with cross‑functional teams to ensure regulatory alignment and effective controls.
The role requires strong writing and communication skills, advanced analytical abilities, and hands‑on experience with regulatory reporting, including Form CRS, Form
The Senior Compliance Executive:
Broker-Dealer & Advisory role at StoneX Group is now open for applications in Miami, FL, United States.
The following position is for a Senior Compliance Executive:
Broker-Dealer & Advisory with StoneX Group.
Our team is growing, and we are hiring a Senior Compliance Executive:
Broker-Dealer & Advisory in Miami, FL, United States.
This position is for the Senior Compliance Executive:
Broker-Dealer & Advisory role at StoneX Group.
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