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Financial Services Regulatory Compliance Specialist

Senior Compliance Leader – Equities & Derivatives, Miami

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: Cantor Fitzgerald
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A global financial services firm seeks a VP, Senior Compliance Officer for its Miami office. The role involves providing regulatory guidance, overseeing compliance in Cash Equity and related activities, and ensuring adherence to FINRA, SEC, NFA, and CFTC regulations. The ideal candidate has 5–10 years of experience in compliance, particularly in equities and derivatives trading, alongside strong analytical and communication skills.

This position requires deep product knowledge and is based in the office.
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Position Requirements
10+ Years work experience
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