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Chief Compliance Officer – Wealth Advisory; RIA
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-02-06
Listing for:
Guerra Wealth Advisors
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
A financial services firm located in Miami is seeking a Compliance Officer/Legal Counsel to ensure regulatory compliance and risk management. The ideal candidate will have over 3 years of experience in the financial services industry and a strong regulatory background. Responsibilities include overseeing compliance functions, managing regulatory relationships, and leading compliance training. The role offers a competitive salary range of $90,000–$130,000 annually and various benefits including a 401(k) and health insurance.
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