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Regulatory Compliance Specialist

Regulatory Reporting Lead - Investment Adviser Compliance

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: National Society of Compliance Professionals
Full Time position
Listed on 2026-02-17
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A financial compliance organization in Miami is seeking a Compliance Officer to oversee regulatory reporting for three registered investment advisers. Responsibilities include ensuring data compliance for various forms and creating processes and standards for accurate and timely filings. This role demands strong attention to detail and the ability to navigate complex regulations in a dynamic financial environment.
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