Senior VP, Compliance & Regulatory Programs; FINRA/SEC
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-02-28
Listing for:
Kroll
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Corporate Finance, Financial Crime -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global financial advisory leader in Miami is looking for a Senior Vice President to oversee regulatory compliance for financial firms. In this role, you will manage client relationships, develop compliance programs, and liaise with regulatory bodies. The ideal candidate has over 5 years of experience in compliance, strong knowledge of FINRA and SEC regulations, and excellent communication skills. Competitive salary range is $90,000 - $175,000, reflecting your expertise and contributions.
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Position Requirements
10+ Years
work experience
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