Senior Investment Advisory Compliance Lead
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-05-29
Listing for:
StoneX Group
Full Time
position Listed on 2026-05-29
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
X Group is hiring a Senior Compliance Officer for Investment Advisor Services in Miami, Florida. This position supports the retail business lines of Stone
X Wealth Management and requires robust communication and analytical skills. The successful candidate should possess a bachelor's degree, relevant FINRA licenses, and experience in investment advisory compliance. Responsibilities include overseeing compliance policies, coordinating reviews, and ensuring regulatory adherence in a dynamic environment.
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Position Requirements
10+ Years
work experience
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