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FinOp CFO: Regulatory Leader Broker-Dealer
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-06-17
Listing for:
Page Executive
Full Time
position Listed on 2026-06-17
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, CFO, Financial Manager
Job Description & How to Apply Below
Page Executive is seeking a Financial and Operations Principal (Fin Op) in Miami to oversee all broker-dealer financial reporting and ensure compliance with SEC and FINRA regulations.
The ideal candidate will have over 8 years of experience in a broker-dealer environment, with a strong background in financial reporting and leadership skills. The role offers a competitive annual salary ranging from $180,000 to $220,000.
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