Compliance Analyst, Finance & Banking
Listed on 2026-06-18
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Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Analyst, Corporate Finance
Job Description
Our client in the investment banking space is looking for an analyst to support the firm's compliance function. This person will focus on conflicts clearance, restricted/watch lists, and information wall management. This position requires strong analytical skills, sound judgment, and the ability to adapt to evolving systems and processes. It involves contributing to broader compliance initiatives like market soundings and trade surveillance.
We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances.
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- Support the firm's compliance function with conflicts clearance, restricted/watch lists, and information wall management.
- Contribute to broader compliance initiatives such as market soundings and trade surveillance.
- Bachelor's Degree
- 1-3 years of experience in a control room, conflicts management, or relevant legal/compliance role at a major financial services firm
- Effective communication, strong analytical skills, and high attention to detail
- Experience with system upgrades or enhancements in compliance or legal operations
- Familiarity with market soundings policy and trade surveillance
- Exposure to investment banking or asset management environment
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