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Senior FINRA Supervision Manager - Risk & Compliance Lead

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: PNC Financial Services Group, Inc.
Full Time position
Listed on 2026-07-07
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst
  • Management
    Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 100100 - 223080 USD Yearly USD 100100.00 223080.00 YEAR
Job Description & How to Apply Below

PNC Financial Services Group, Inc. is seeking a FINRA Supervision Manager Senior in Miami, Florida. The role involves managing the team that oversees Financial Advisors' compliance activities and leading initiatives to enhance regulatory adherence.

The ideal candidate will possess extensive experience in financial services, along with strong leadership and critical thinking skills. Responsibilities include coaching teams and collaborating with senior leaders to drive compliance and operational efficiency.

This position offers a competitive salary and comprehensive benefits, including medical coverage, retirement plans, and generous paid time off.

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Position Requirements
10+ Years work experience
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