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Senior Compliance Lead — Broker-Dealer & Advisory
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-07-13
Listing for:
StoneX Group Inc.
Full Time
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
StoneX Group Inc. is seeking a Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. This role drives design, implementation, and oversight of compliance programs across broker‑dealer and investment advisory operations.
The ideal candidate will have strong communication, analytical skills, and extensive Excel usage for regulatory reporting, with experience managing multiple priorities in a fast‑paced, highly regulated environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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