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Senior Principal Review & Compliance Lead
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-07-27
Listing for:
Voya Financial
Full Time
position Listed on 2026-07-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Voya Financial in the United States seeks a Principal Review Supervisor to safeguard our firm and support advisor success by ensuring account activity meets regulatory and firm policy standards. You will oversee principal review and approval of securities transactions for assigned Representatives.
You will identify risk, escalate findings with Compliance, and collaborate across Compliance, Operations, and leadership to improve processes while delivering timely reviews aligned to SLAs.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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