Risk & Compliance Supervisor
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-09-09
Listing for:
Socket.dev
Full Time
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Morgan Stanley Wealth Management seeks a Risk Officer to oversee risk, compliance and supervisory activities across the branch network. Reporting to the Complex Manager and Senior Risk Officer, the role focuses on ethics, policies, and adherence to applicable laws, with a strong emphasis on data security and regulatory readiness.
Responsibilities include supervising risk and compliance processes, coaching staff, supporting audits, and ensuring timely approvals.
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