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Regulatory Compliance Specialist Financial Law

Chief Legal & Compliance Officer | Financial Services

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: Guerra Financial Group
Full Time position
Listed on 2026-02-28
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 130000 USD Yearly USD 100000.00 130000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Miami seeks a Legal Counsel & Head of Compliance to lead legal and compliance efforts. The ideal candidate will oversee compliance functions, manage regulatory relationships, and advise on legal risks. Responsibilities include drafting agreements, ensuring adherence to various regulations, and developing compliance policies. The position requires a Juris Doctor degree and experience in securities law or financial services compliance, with a competitive salary range of $100,000–$130,000 and comprehensive benefits.
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