Securities Compliance Supervisor
Listed on 2026-09-22
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
The State of Hawai'i is recruiting for a supervisory role overseeing securities examiners involved in reviewing applications for registrations of securities offerings, broker-dealers, investment advisers and related entities. The position emphasizes ensuring compliance with federal and state securities laws and regulations, and requires significant analytical and supervisory capabilities.
Qualifications include a bachelor’s degree with accounting/auditing credit hours and 3.5+ years of relevant
We are currently recruiting a Securities Compliance Supervisor for our team in HI, United States.
We appreciate your interest in this position.
Join State of Hawai'i and contribute to our ongoing work.
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This posting is for the Securities Compliance Supervisor role at State of Hawai'i, based in HI, United States.
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