Director of Institutional Sales
Listed on 2026-02-06
-
Finance & Banking
Financial Consultant, Corporate Finance, Capital Markets
Overview
We’re building the next-generation fintech platform designed to bridge traditional finance and the future of digital assets — securely, globally, and at scale.
Today’s financial infrastructure hasn’t kept pace with the digitization of assets, evolving investor behavior, or the intelligence layer required for truly personalized financial decision-making. Our platform is built on a regulatory-first foundation, powered by modern trading infrastructure, and enhanced with AI-native tools — designed to meet the needs of tomorrow’s global investor.
About the RoleTradesk Securities is seeking a seasoned Director of Institutional Equity Sales to lead our institutional distribution strategy across public markets. This senior-level role is responsible for originating and deepening relationships with institutional investors to drive participation in public equity offerings, including IPOs, follow-ons, ADRs, SPACs, and block trades.
You’ll work closely with the syndicate and banking teams to drive participation in new issues and help grow our footprint in the capital markets.
- Drive investor engagement and execution across public equity deals including IPOs, follow-ons, ADRs, SPACs, and secondary transactions.
- Originate, grow, and maintain relationships with institutional investors (RIAs, asset managers, hedge funds, and family offices).
- Distribute ADRs of international issuers to U.S. institutional investors, supporting capital raises and secondary offerings.
- Provide guidance on ADR structure, trading, and market dynamics, while coordinating with syndicate, trading desks, and depositary banks.
- Deliver market intelligence and feedback to internal teams on investor appetite and positioning.
- Support capital raising for select private placements (e.g. PIPEs or pre-IPO rounds) when aligned with investor interest.
- Represent the firm in deal roadshows, investor meetings, and marketing initiatives.
- Ensure all sales and distribution activities are compliant with FINRA/SEC regulations and internal procedures.
- Assist with regulatory requirements and the application process for new FINRA licenses as needed to support the firm’s evolving business lines
- 7–10+ years of experience in institutional equity sales, with a strong track record in public offerings and ADRs
- Established network of institutional investors and a demonstrated ability to generate and close deals.
- FINRA Series 7 and 63 (or 66) required;
Series 24 a plus. - Excellent communication skills, market acumen, and a client-first mindset.
- Bachelor’s degree required; MBA or CFA is a plus.
- Lead a high-impact vertical within a fast-growing broker-dealer platform.
- Gain access to differentiated deal flow and global issuer relationships.
- Thrive in a flexible, entrepreneurial environment with meaningful upside tied to performance.
- Enjoy a competitive base salary and an aggressive, success-driven compensation structure.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).