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FINRA Broker-Dealer Compliance Specialist
Job in
Millburn, Essex County, New Jersey, 07078, USA
Listed on 2026-06-02
Listing for:
Blue Owl Capital Holdings LLC
Full Time
position Listed on 2026-06-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Blue Owl Capital Holdings LLC is seeking a compliance professional to manage the Compliance program for its broker-dealer affiliate, Blue Owl Securities LLC. This role includes implementing policies and procedures to maintain compliance with FINRA requirements and overseeing annual reports and filings.
The ideal candidate has at least 2 years of experience in broker-dealer compliance, strong knowledge of securities laws, and holds Series 7 and Series 24 licenses.
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