More jobs:
Broker-Dealer Compliance Specialist; FINRA & U4/U5
Job in
Millburn, Essex County, New Jersey, 07078, USA
Listed on 2026-06-13
Listing for:
Blue Owl Capital
Full Time
position Listed on 2026-06-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training.
The ideal candidate will have a minimum of 2 years of experience in broker-dealer compliance and hold Series 7 and Series 24 licenses. This role is in office Monday to Thursday and offers a competitive salary based on experience and qualifications.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×