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Senior Sales Practices Compliance Investigator
Job in
Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listed on 2026-08-30
Listing for:
Northwestern Mutual
Apprenticeship/Internship
position Listed on 2026-08-30
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Northwestern Mutual in Milwaukee, WI, is seeking a Market Conduct professional to resolve complex complaints from clients and regulators relating to insurance and securities products. You will investigate sales practices, coordinate with the law department, and ensure timely, compliant resolutions.
The role requires 3–5 years of relevant experience, FINRA SIE and Series 6/26 or 7/24, and strong communication and conflict-resolution skills.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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