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Regulatory Compliance Specialist

Senior Compliance & Risk Auditor

Job in Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listing for: Northwestern Mutual
Full Time position
Listed on 2026-02-15
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 61530 - 114270 USD Yearly USD 61530.00 114270.00 YEAR
Job Description & How to Apply Below
A leading financial services company is seeking a Compliance Consultant to assist Vice Presidents and their teams. The role involves on-site inspections, training representatives on regulations, and developing risk management plans. Candidates should possess a Bachelor's degree, FINRA Series 7 & 24, and strong skills in Excel and communication. This position offers competitive compensation ranging from $61,530 to $114,270 depending on experience and location, and it promotes a culture of belonging and diversity.
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Position Requirements
10+ Years work experience
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