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Risk Manager/Analyst Financial Services

Investment Compliance & Surveillance Specialist

Job in Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listing for: Northwestern Mutual Investment Services, LLC
Full Time position
Listed on 2026-02-23
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Services
Salary/Wage Range or Industry Benchmark: 53270 - 98930 USD Yearly USD 53270.00 98930.00 YEAR
Job Description & How to Apply Below
A leading financial services firm located in Milwaukee is looking for a Compliance Supervisor to oversee investment and insurance business compliance. The role involves supervising correspondence, ensuring compliance with regulations, and collaborating with field supervisors for workflow improvements. Candidates should have a Bachelor's degree and at least two years of experience in financial services. Strong analytical and communication skills are required.

The position offers a competitive compensation range from $53,270 to $98,930.
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